HomeMy WebLinkAbout10. Intro Ord Authorizing Issuance & Sale of Taxable Pension Obligation Bonds, Series 2021II., CityofDowney AGENDA MEMO
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TO:
Item No.
APPROVED BY
CITY MANAGER
FROM:
HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
OFFICE OF THE CITY MANAGER
BY: ANIL H. GANDHY, 91RECTOR OF FINANCE AND INFORMATION
TECHNOLOGY ~ \ V' ~llvt,'
DATE: OCTOBER 27, 2020
SUBJECT: INTRODUCTION OF ORDINANCE AUTHORIZING ISSUANCE AND SALE
OF TAXABLE PENSION OBLIGATION BONDS, SERIES 2021
RECOMMENDATION
1) Recommendation of the Finance Director that City Council waive the full reading of
and introduce the following Ordinance:
ORDINANCE NO. : AN ORDINANCE OF THE CITY COUNCIL
OF THE CITY OF DOWNEY AUTHORIZING THE ISSUANCE AND SALE OF ITS
TAXABLE PENSION OBLIGATION BONDS, SERIES 2021, IN AN AGGREGATE
AMOUNT NOT TO EXCEED $150,000,000, TO REFUND A PORTION OF THE
CITY'S OBLIGATION TO THE CALIFORNIA PUBLIC EMPLOYEES'
RETIREMENT SYSTEM, AND AUTHORIZING THE EXECUTION AND DELIVERY
OF A FIRST SUPPLEMENTAL TRUST AGREEMENT, A BOND PURCHASE
AGREEMENT AND A CONTINUING DISCLOSURE CERTIFICATE AND THE
PREPARATION OF AN OFFICIAL STATEMENT AND OTHER MATTERS
RELATED THERETO.
2) Authorize the City Manager, the Assistant City Manager, and/or the Finance
Director to execute the following documents, and any other related documents,
necessary to issue the Taxable Pension Obligation Bonds, Series 2021, provided
the principal amount does not exceed $150 million:
a. First Supplemental Trust Agreement
b. Preliminary Official Statement (contains the Continuing Disclosure
Certificate at Appendix F)
c. Bond Purchase Agreement
DISCUSSION
Unfunded long-term liabilities for City employee pension plans continue to be a key
issue with respect to the City's long-range financial planning and financial health. The
INTRODUCTION OF ORDINANCE AUTHORIZING ISSUANCE AND SALE OF TAXABLE PENSION
OBLIGATION BONDS, SERIES 2021
OCTOBER 27, 2020
PAGE2
City of Downey has a long history of actively managing its pension costs, including
issuing its Taxable Pension Obligation Bonds, 2005 Series A; negotiating with the
Miscellaneous labor group in 2012 and the Safety labor group in 2015 to require all
employees to increase their contribution of CalPERS reportable compensation; creating
a second formula tier in December 2011 (Fire), in January 2012 (Miscellaneous) and in
October 2012 (Police) that requires employees to retire at a later date and receive a
lower pension; and implementing a new tier in 2013 where each new City staff member
will enter under either the City's second-tier retirement formula as a "classic" member or
the state's Public Employee 's Pension Reform (PEPRA) retirement formula as a "new"
member. As PEPRA employees started in the system after 2013, their plans are 95-
100% funded. PEPRA employees comprise 45% of the Miscellaneous workforce and
37% of the Safety Workforce. Overall, these proactive actions taken by the City will
reduce the City's overall pension burden over the next in the next twenty to thirty years.
At its July 28, 2020 meeting, the City Council authorized staff to engage the services of
Bartel Associates, LLC to prepare an analysis of the City's pension plans in order to
better understand and project the most realistic estimates of future California Public
Employee Retirement System (CalPERS) contribution increases that would occur from
a likely lower investment return from 7.0% which is set by CalPERS .
This agenda memo includes a summary of the City's current pension plan and
Unfunded Accrued Liability , and staff's recommendation to address the City's rising
pension costs by issuing pension obligation bonds to refinance a portion of the City's
obligations to CalPERS.
As a contracting member of CalPERS , the City provides Safety (police and fire) and
Miscellaneous (all other) Employee Pensions Plans (Plans) to its permanent and
probationary employees. Additionally, the City has cost-sharing multiple employer
defined benefit pension plans that are administered by CalPERS. The amount the City
pays annually to CalPERS consists of two components: the normal cost and a
scheduled payment toward the Unfunded Accrued Liability. The normal cost is the total
amount that a CalPERS actuary has determined should be charged in a given year to
the City and its employees to complement the year's investment earnings such that all
benefits paid and all administrative costs are covered . The collected amount is used by
CalPERS to make investments . From these payments, the City is allocated a share of
the value of CalPERS investments -this share is the Market Value of Assets.
Each year, a CalPERS actuary determines the Actuarial Accrued Liability for all member
agencies. The Actuarial Accrued Liability is the actuary's projection of the total amount
that CalPERS should currently have to cover promised benefits over time (accounting
for investment earnings and future annual billings to the member agency). If the
Actuarial Accrued Liability exceeds the Market Value of Assets, the member agency's
"account" is in a deficit position and a Unfunded Accrued Liability exists.
According to the most recent CalPERS actuarial valuation report as of June 30, 2019,
the City's current total Unfunded Accrued Liability is $212.7 million which is equivalent
INTRODUCTION OF ORDINANCE AUTHORIZING ISSUANCE AND SALE OF TAXABLE PENSION
OBLIGATION BONDS, SERIES 2021
OCTOBER 27, 2020
PAGE3
to approximately 66.8% funded status. The chart below depicts the projected repayment
schedule (by plan) of the $212.7 million at a 7.0% interest rate, which is the interest rate
CalPERS assesses on the Unfunded Accrued Liability.
Downey CalPERS Annual UAL Payment Schedule
U)
$25
C:
~ $20
i
$15
I II I $10
$5 I L $-
• Miscellaneous Plan • Safety Plan
Over the next decade, annual Unfunded Accrued Liability payments are projected to
grow from $16.2 million to $22.5 million, an increase of over 39%. It should be noted
that the overall Unfunded Accrued Liability will change every year moving forward, with
below average CalPERS investment performance adding to the City's payments, and
with above average investment performance off-setting the current payments. Given the
recent stock market drop and overall market volatility, it is likely that the City's Unfunded
Accrued Liability will increase if FY 2020-21 returns are well under the current 7.0%
target.
While the City's budget has remained balanced despite steady expenditure increases,
the City has made various substantial proactive changes beyond those related to
pension management as a means to ensure long-term fiscal viability. More specifically,
from Fiscal Year 2008-09 to Fiscal Year 2020-21, full-time budgeted staffing has been
reduced from 481 to 428 (a 11% decrease); in Fiscal Year 2017-18 the City negotiated
with labor groups to require staff, for the first time ever, to begin contributing toward
their employer-provided healthcare costs; and in recent years the City began
contracting for its IT and Transit System operations . The City has also instituted a
number of efficiencies that have generated revenue savings, including installation of
LED lighting, a new vehicle replacement and maintenance program, and ideas from the
City's Innovation Team. Further the City has strategically sought federal, state, local and
private funding for projects to support its parks, Library, police, fire, water and
community development needs. In the last 6 years, the City has received approximately
$64 million in grants. Additionally, as the City continues to navigate the COVID-19
Pandemic, City Departments have reduced expenditures and limited full-time hiring.
City staff has been evaluating restructuring the City's Unfunded Accrued Liability
through a pension obligation bond since April 2020. In 2005, the City issued the 2005
pension obligation bonds as a tool to help manage the City's Unfunded Accrued
INTRODUCTION OF ORDINANCE AUTHORIZING ISSUANCE AND SALE OF TAXABLE PENSION
OBLIGATION BONDS, SERIES 2021
OCTOBER 27, 2020
PAGE4
Liability. The restructuring concept entails borrowing money at interest rates (currently
<4.0%) lower than CalPERS is charging on the City's Unfunded Accrued Liability (7.0%)
and using that money to pay off a portion of its Unfunded Accrued Liability. One way to
think of the Unfunded Accrued Liability is as a debt that has a principal and an interest
rate; CalPERS effectively thinks of the Unfunded Accrued Liability in this manner to
produce an amortization schedule for the Unfunded Accrued Liability that requires
annual payments. In this respect, the discount rate is the interest rate being applied to
the debt, and the Unfunded Accrued Liability is a debt that can be refinanced .
After a pension obligation bond issuance, the Unfunded Accrued Liability debt payments
effectively transfers from CalPERS to the bondholders. The below flow chart provides
the flow of funds before and after the issuance of pension obligation bonds.
Flow of Funds Before and After Pension Obligation Bonds (POBs)
Before POBs
Normal Cost
UAL Payments
Validation:
I Bond
Payments
After POBs
Normal Cost
UAL Payments
Un refunded
Bases
Under the California Constitution, cities may not incur any debt for any purpose
exceeding in any year the income and revenue provided for such year, without voter
approval (the "Constitutional Debt Limit"). An exception to the Constitutional Debt Limit
exists for obligations imposed by law, such as the City's obligations to CalPERS.
Before cities may access the public capital markets to sell the pension obligation bond
s, cities are required to obtain a court judgment to the effect, among others, that the
pension obligation bond s and the refunding of the CalPERs obligations are valid , legal
and binding obligations of the city in accordance with their terms, and the pension
obligation bond s and the CalPERS Obligations are exempt from the Constitutional Debt
Limit.
The City's proposed Taxable Pension Obligation Bonds, Series 2021 will rely on the
validation action obtained for the 2005 Pension Obligation Bonds . On April 26, 2005, the
Superior Court of the State of California for the County of Los Angeles entered a default
judgment to the effect that, among other things, the City's 2005 Pension Obligation
Bonds and any Additional Bonds (as defined in the hereinafter defined Original Trust
Agreement}, including the 2021 Pension Obligation Bonds, issued by the City to refund
the City's unfunded accrued actuarial liability to CalPERS, upon execution and delivery