HomeMy WebLinkAboutResolution No. 5145 RESOLUTION NO. 5145
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DOWNEY
AMENDING THE MANAGEMENT PERFORMANCE /COMPENSATION PLAN
AS SET FORTH IN ADMINISTRATIVE REGULATION NO. 423
WHEREAS, the City Council has previously adopted a Management
Performance /Compensation Plan; and
WHEREAS, the City Council wishes to amend the plan whereby the salary
adjustments for the Executive Management Group will be processed in a new way.
NOW, THEREFORE, the City Council of the City of Downey does resolve as
follows:
SECTION 1. The amended Management Performance /Compensation Plan,
marked as Exhibit A, and incorporated as part of this resolution, is hereby
adopted.
SECTION 2. The City Clerk shall certify to the adoption of this
Resolution and provide for appropriate distribution thereof.
APPROVED AND ADOPTED this 23rd Ma
da o f May 1989,
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ATTEST:
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I HEREBY CERTIFY that the foregoing Resolution was duly adopted by
the City Council of the City of Downey at a regular meeting hereof, held on
the 23 day of May, 1989, by the following vote, to wit:
AYES: 5 COUNCIL MEMBERS: Paul, Barb, Boggs, Hayden, Cormack
NOES: 0 COUNCIL MEMBERS: None
ABSENT: 0 COUNCIL MEMBERS: None
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EXHIBIT A
OFFICE OF THE CITY MANAGER
Issued: January 24, 1984
Revised: March 11, 1986
Number: 423 Revised: May 23, 1989
Sections: 1 - 7
Effective Date: MAY 23, 1989
SUBJECT: MANAGEMENT PERFORMANCE /COMPENSATION PLAN
1. PURPOSE. The purpose of this Administrative Regulation is to establish
salary administration guidelines for Executive Management and Middle
Management classifications pursuant to the following goals and objectives:
1.1 Promote better job performance and increased productivity by giving
recognition to the employee for individual level of performance.
1.2 Promote increased commitment to goals and objectives of the City
Council and the City Manager.
1.3 Strengthen the role of the supervisor in the compensation program.
1.4 Promote further commitment towards the philosophy of "team
management" and increase employee understanding of associated rules,
responsibilities and loyalties.
1.5 Establish a system of compensation which results in appropriate
internal salary relationships and competitive salary rates.
2. AUTHORITY. City Council Resolution No. 4352.
3. APPLICATION. The compensation plan shall apply to all employees occupying
positions in classifications designated by the City Council as Executive
Management and Middle Management.
4. POLICY.
4.1 Establishment of Salary Ranges. The City Council shall adopt a
resolution identifying the minimum and maximum salary for each
Executive Management and Middle Management classification. The
salary ranges will have a spread of approximately 22% from the
minimum to maximum figures with no set steps in between.
Salary ranges shall be established to reflect the relative value of
positions taking into account both internal and external
considerations. Measures shall be taken to ensure that appropriate
internal relationships and alignments are maintained within the
organization. Accordingly, no supervisor shall receive less total
compensation than his /her highest paid subordinate if a similar
amount of time is worked. In addition, efforts will be made to
ensure that a competitive position within the labor market is
Administrative Regulation No. 423
Page 2
maintained for all classifications in order to attract and retain
highly qualified personnel.
4.2 -1 Adjustment of Salary Ranges - Executive Management. The
salary ranges for Executive Management employees will be
reviewed, based on salary surveys and internal relationship
considerations, for possible adjustments to be effective in
the first pay period of September of every year. The salary
survey should be completed by August 15. The objective of
salary surveys will be to maintain City of Downey salaries at
a competitive level within the relevant labor market as
defined in Section VII of the Plan.
4.2 -2 Adjustment of Salary Ranges - Middle Management. The
established salary ranges will be reviewed, based on benchmark
salary surveys and internal relationship considerations, for
possible adjustments to be effective in the first pay period
of January of even - numbered years. (Amended by Resolution No.
4715, adopted 3/11/86.) In years in which the survey is
conducted, the results shall be available by the date of
February 28. The objective of salary surveys will be to
maintain City of Downey salaries at a competitive level within
the relevant labor market as defined in Section VII of the
Plan. The benchmark positions to be surveyed will be selected
by the City Manager with input from the Management
Compensation Review committee (as established in Section VI.)
Also, salary ranges shall be adjusted at such other times as
the City grants cost -of- living adjustments to the rank -and-
file employees unless the City Council directs to the
contrary. The amount of such cost -of- living adjustments
granted to the management classifications will be no less than
that granted to the predominant recognized bargaining unit in
the department to which the management position is assigned.
In such instances where salary ranges are increased for cost-
of-living "—
purposes, the individual employee salaries will be
increased in proportion to the amount of the range adjustment,
provided that for reasons of unsatisfactory performance an
individual employee may be denied such an adjustment. All
salary range adjustments shall require the adoption of a
resolution by the City Council.
4.3 -1 Progression Within the Salary Range - Executive Management.
The minimum salary in the range would be appropriate for a new
employee who minimally satisfies job requirements. The top of
the range is reserved for employees who perform at the highest
level expected proficiency.
Employees, both upon appointment and during the course of
their employment, may receive any salary amount not to exceed
the maximum of their range. Generally, each employee will be
reviewed for salary adjustments within their range annually
Administrative Regulation No. 423
Page 3
each September. Such adjustments shall be determined by the
City Manager and be effective at beginning of the first pay
period in September. Employees may be granted salary
adjustments at other times with prior City Council approval.
The consideration for adjusting an employee's salary will be
changes in the cost of living and job performance as indicated
in a detailed corresponding Management Performance Evaluation
Report.
4.3 -2 Progression Within the Salary Range - Middle Management. The
minimum salary in the range would be appropriate for a new
employee who minimally satisfies job requirements. The top of
the range is reserved for employees who perform at the highest
level expected proficiency.
Employees, both upon appointment and during the course of
their employment, may receive any salary amount not to exceed
the maximum of their range. Generally, a new employee is not
considered for a merit increase before 12 months of
employment. Thereafter, employees will be reviewed for merit
salary increases annually in conjunction with the employee's
anniversary date. However, employees will not be considered
for merit increases after reaching the end of the respective
salary range. Employees may be granted merit salary
adjustments more frequently than every 12 months with prior
City Manager approval.
The sole consideration in the granting of merit increases
shall be job performance as indicated in a detailed
corresponding Management Performance Evaluation Report. The
following shall apply in the granting of merit salary
increases.
a. Merit salary adjustments for division managers shall be
made upon recommendation and approved of the concerned
department heads.
b. The amount of merit salary adjustment shall bear a direct
relationship to the progress of the employee toward
satisfying performance expectations. Generally, an
employee who performs meritoriously will receive a merit
increase of approximately 5 %. Adjustments of up to 10%
within the salary range are permitted. Also, while salary
adjustments will normally involve increases, reductions
may be made in instances of unsatisfactory performance.
c. After an employee reaches the top of the salary range, the
level of proficiency appropriate to that salary rate must
be maintained or the employee's salary may drop below the
maximum. this may occur through a direct salary reduction
or the employee may not be granted increases which may be
possible due to adjustments in the range.
Administrative Regulation No. 423
Page 4
All approved salary adjustments shall be implemented by the
submission of a Personnel Status Report (PSR) form to the
Personnel Office. The PSR and the corresponding evaluation
shall be reviewed by the Personnel Director for consistency
with the provisions of the Plan.
4.4 Elimination of Merit Longevity Pay. Merit Longevity Pay
differentials shall be eliminated for all Executive and Middle
Management personnel hired or promoted in management /unclassified
service after the adoption of this Plan. Employees in Executive or
Middle Management positions prior to the adoption of this Plan shall
be "grandfathered" and will continue to be eligible for the merit
longevity pay increases provided to classified employees unless they
are promoted, in which case they will cease to be eligible for merit
longevity pay.
4.5 Exceptional Performance Pay. In order to recognize superior perform-
ance, an individual employee may be granted Exceptional Performance
Pay of up to 10% above his /her annual salary in the form of a one-
time, lump sum payment. Exceptional Performance Pay awards are
separate from, and in addition to, the salary adjustments discussed
in Section 4, subsection 4.3, of this Plan. Exceptional Performance
Pay awards may be granted at any time during the year, and in no
event shall an employee receive awards totaling more than 10% of
his /her annual salary in any fiscal year period. Exceptional
Performance Pay is not an award for past service but for ongoing and
future expected exceptional performance. Awards will not be made to
employees who have informed the City of their intention to resign or
retire from City employment.
4.5 -1 The provision of Exceptional Performance Pay may be granted
when an employee's performance and value to the City clearly
exceed normal expectations. Examples of possible justifying
activities include:
a. Development of new programs which result in significant,
definable cost savings or improvements in City services
and efficiency.
b. Within the employee's area of responsibility, there is a
consistent, exceptionally high level of productivity with
repeated successful implementation of progressive and up-
to -date managerial systems.
c. Development of management or operational programs which
may be applied in units other than the one in which the
employee works.
d. Willingness to accept management or special assignments of
responsibilities which are atypical to the normal
functions of the employee's classification.
Administrative Regulation No. 423
Page 5
e. Implementation of cost saving measures in the form of
significant budget reductions without reducing
productivity and /or efficiency.
4.5 -2 If it is determined by a department head that a Middle Manage-
ment employee is deserving of Exceptional Performance Pay,
such recommendation shall be forwarded to the City Manager and
the Management Compensation Review Committee for review and
approval. Department heads may be granted Exceptional
Performance Pay upon recommendation and approval of the City
Manager.
4.5 -3 Funding Mechanism. Funds for Exceptional Performance Pay will
come from, and in no event exceed, a special pool established
as follows:
a. Each September 1, the difference between actual operating
expenditures and operating revenues for the previous
fiscal year will be calculated. If the difference is
negative, then no pool will exist.
b. If the difference is positive, then twenty -five percent
(25 %) of such amount will constitute the pool from which
Exceptional Performance Pay funds will be derived.
c. The pool amount will be available to fund Exceptional
Performance Pay for the twelve -month period from September
1 to August 31.
d. The Management Compensation Review Committee will be
responsible for insuring that the total amount of
Exceptional Performance Pay granted does not exceed the
available pool amount.
e. Operating expenditures and operating revenues will be
considered those operating expenditures and operating
revenues of the General Fund.
f. The pool will in no event exceed an amount equal to five
percent (5 %) of the total current annual salaries of
eligible management employees.
4.5 -4 Eligibility. Employees in Executive and Middle Management
positions who receive Longevity Pay are not eligible to
receive Exceptional Performance Pay awards. However, such
employees may elect irrevocably to forfeit their Longevity Pay
in order to become eligible for Exceptional Performance Pay
awards.
4.6 Performance Evaluation. The performance evaluation process will
entail a detailed planning process as well as a review of past
achievements and performance in various job behavior categories.
Both functions will be accomplished on the Management Performance
Evaluation Report.
Administrative Regulation No. 423
Page 6
4.6 -1 Planning. Upon initial appointment and annually thereafter,
the employee and his /her supervisor shall meet together and
prepare an agreed Performance Plan for the upcoming evaluation
period. The Performance Plan shall identify the specific
objectives to be accomplished during the upcoming evaluation
period, including dates of completion and the criteria to be
used in evaluating the employee's performance in achieving the
objectives.
4.6 -2 Review. At the conclusion of an evaluation period, the super-
visor shall review the Performance Plan and evaluate the
employee's performance according to the planned objectives and
standard behaviorial categories.
Annual Review Procedure. At least one month prior to the
employee's anniversary date, the Personnel Office will forward
a copy of the Management Performance Evaluation Report to the
employee's supervisor.
Step I - Review
a. The supervisor shall complete the review portions of the
Management Performance Evaluation Report including
detailed narrative comments on the employee's performance
during the past review period.
b. Upon completion of the report, the supervisor shall meet
with the employee to review and discuss the Management
Performance Evaluation Report and recommendation for any
corresponding salary adjustment. The employee should feel
free to propose any alterations or omissions which may be
pertinent to the report.
c. If alterations or additions are to be made, the Management
Performance Evaluation Report should be retyped to reflect
the modifications and prepared for signature.
d. The form should be signed by the supervisor and forwarded
to the employee for completion of the section entitled
"Overall Comments by Employee" and signature.
f. Complete a Personnel Status Report (PSR) reflecting any
salary adjustment if appropriate.
g. Any recommendation for Exceptional Performance Pay must be
forwarded on a memorandum to the City Manager and the
Management Compensation Review Committee for review and
approval.
Step 2 - Planning. Shortly following the "review" meeting, the
supervisor will schedule a "planning" meeting with the employee to do
the following:
Administrative Regulation No. 423
Page 7
a. To reach a mutual understanding of the duties of the job
and how the job fits into the total work of the unit.
b. To establish performance goals or objectives expected
during the upcoming evaluation period.
c. To agree on how the employee's accomplishments will be
measured at the end of the upcoming evaluation period.
Although some discussion of past performance may be useful in this
meeting, the primary concern at this stage is on planning, not on
evaluation. At the conclusion of this discussion, the Performance
Plan should be typed on the appropriate section (final page) of the
Management Performance Evaluation Report which will be used for the
upcoming evaluation period.
5. APPEAL PROCEDURE.
5.1 An employee may appeal a recommended salary adjustment or performance
evaluation under the following circumstances.
5.1 -1 If the employee feels his /her job performance has not been
accurately documented in the performance review process.
5.1 -2 If the employee feels that the amount of recommended salary
adjustment is not appropriate.
5.2 The following procedure shall be followed in the event that an employee
wishes to file an appeal.
5.2 -1 The employee shall advise the supervisor of his /her concern and
shall attempt to resolve the matter with the supervisor. The
supervisor may require the employee to submit his /her concerns
in writing.
5.2 -2 If the matter is not resolved through review with his /her
supervisor, the employee shall outline the specific concerns in
writing and indicate that a review before the department head is
requested.
5.2 -3 If the matter is still not resolved, the employee may request a
review by the City Manager. The City Manager shall review the
matter and issue a decision.
5.2 -4 The decision of the City Manager is final. Executive Management
and Middle Management employees shall not have the right to
appeal a decision regarding salary adjustment and performance
evaluation to the Personnel Advisory Board.
6. MANAGEMENT COMPENSATION REVIEW COMMITTEE. A Management Team committee
comprised of the Director of Administrative Services, Director of Community
Development, Director of Community Services, Director of Public Works, Chief
of Police and Fire Chief will be accountable to the City Manager and have
the following charges:
Administrative Regulation No. 423
Page 8
6.1 To meet at least twice each fiscal year for the purpose of monitoring
the administration of this Plan in order to maintain consistency of
practice and to make recommendations or modifications where needed.
6.2 To review and comment on the surveys of salary ranges which are to be
conducted as outlined in Section 4.2 of this Plan.
6.3 To review, evaluate and comment to the City Manager on recommendations
for the provision of Exceptional Performance Pay for Middle Management
employees.
6.4 To monitor the Exceptional Performance Pay funding pool to determine if
adequate funds exist to insure that awards granted from the funding
pool do not exceed the authorized amount.
7. SALARY SURVEY AGENCIES. As stated in Section 4.2 of this Plan, compre-
hensive salary surveys shall be conducted to determine if range adjustments
are necessary. Criteria used in the selection of survey agencies shall
primarily emphasize population served, services offered and kind of
government. In addition, all agencies selected will be within the Los
Angeles -Long Beach - Anaheim Standard Metropolitan Statistical Area (SMSA).
The survey agencies which will be used are as follows:
Buena Park, Burbank, Compton, Costa Mesa, El Monte, Inglewood, Orange,
Santa Monica, West Covina, and Westminster
This list will be maintained in subsequent years in order to maintain
consistency. Any deletions or additions will be made only after sub-
stantial justification.
NOTE: The survey of the cities will compare "total compensation"
including olary, retirement, insurance benefits, automobile allowance,
executiv= lave and iecial services pay.
E I
AL / Ar 1-> gge ;
Don iavi ate
City Manager